Michael Foody, financial advisor Seattle WA

Michael Foody

CRD Number: 1085525
Current Firm: Rbc Capital Markets, LLC

Michael Foody (CRD# 1085525) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Seattle, WA and has over 41 years of experience in the finance industry.

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Company Name Location Dates Years
City National Bank Seattle, WA Sep 2021 - Current 2
Rbc Capital Markets, LLC Seattle, WA Sep 2018 - Current 5
Wells Fargo Clearing Services, LLC Seattle, WA Nov 2016 - Sep 2018 1
Wells Fargo Bank, N.a. San Francisco, CA Mar 2000 - Sep 2018 18
Ragen Mackenzie Incorporated Seattle, WA Oct 1997 - Sep 2018 20
Wells Fargo Advisors, LLC Seattle, WA Jan 2011 - Nov 2016 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1983
S65 NASAA Investment Advisors Law Examination Apr 1998
Contact Info for Michael J. Foody
Phone Number: 212-858-7000
Registered State(s):
  • TX
  • WA
By the Numbers
  • Total Assets Under Management
    201,264
    MILLIONS
  • Total Number of Accounts
    451,404
    ACCOUNTS
  • Average Account Value
    $445,862
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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