Nicholas Naubert, financial advisor Seattle WA
89 score

Nicholas Naubert

CRD Number: 6266569
Current Firm: Northwestern Mutual Investment Services,llc

Nicholas Naubert (CRD# 6266569) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Seattle, WA and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current < 1
Northwestern Mutual Investment Services, LLC Seattle, WA Jan 2014 - Current 2
Northwestern Mutual Life Insurance Company Milwaukee, WI Nov 2013 - Current 3
Northwesternmutual Investment Services, LLC Seattle, WA Jul 2014 - Mar 2016 1
Access Information Management Fife, WA Dec 2011 - Sep 2013 1
Washington Archives Management Fife, WA Feb 2006 - Jan 2012 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2014
S65 NASAA Investment Advisors Law Examination Jul 2014
Contact Info for Nicholas R. Naubert
Phone Number: 866-664-7737
Registered State(s):
  • WA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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