Russell Baker, financial advisor Seattle WA
90 score

Russell Baker

CRD Number: 5922933
Current Firm: Capital One Advisors, LLC

Russell Baker (CRD# 5922933) is an Investment Advisor Representative working at Capital One Advisors, LLC in Seattle, WA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Capital One Investing, LLC Seattle, WA Jun 2016 - Current < 1
Raymond James Financial Services, Inc. Watauga, TX Dec 2014 - Jun 2016 1
Raymond James Financial Services Advisors Inc. Watauga, TX Dec 2014 - Jun 2016 1
Soutside Bank Fort Worth, TX Dec 2014 - Jun 2016 1
Lpl Financial LLC Watauga, TX Jun 2011 - Dec 2014 3
Omniamerican Bank Watauga, TX Mar 2009 - Dec 2014 5
Unemployed Fort Worth, TX Jul 2008 - Mar 2009 < 1
First America Bank Bradenton, FL Jun 2007 - Jul 2008 1
D2d Unlimited, LLC Sarasota, FL Dec 2004 - Apr 2007 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2012
Contact Info for Russell G. Baker
Phone Number: 206-805-0800
Registered State(s):
  • TX
  • WA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    12
    ACCOUNTS
  • Average Account Value
    $1,343
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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