Scott Walters, financial advisor Seattle WA
88 score

Scott Walters

CRD Number: 6299145
Current Firm: Charles Schwab & Company, Inc.

Scott Walters (CRD# 6299145) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Seattle, WA and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Charles Schwab & Company, Inc. Seattle, WA Feb 2014 - Current 2
Charles Schwab Bank Seattle, WA Feb 2014 - Current 2
Old Spaghetti Factory Seattle, WA Oct 2013 - Jan 2014 < 1
Sundance Cinemas Seattle, WA Jul 2013 - Oct 2013 < 1
University Of Washington Housing And Food Services Seattle, WA Jan 2013 - Jun 2013 < 1
Student/unemployed Tilburg, Aug 2012 - Dec 2012 < 1
Occupational Medicine Associates Spokane, WA Jun 2012 - Aug 2012 < 1
University Of Washington Housing And Food Services Seattle, WA Sep 2011 - Jun 2012 < 1
Occupational Medicine Associates Seattle, WA Jun 2011 - Sep 2011 < 1
University Of Washington Housing And Food Services Seattle, WA Sep 2010 - Jun 2011 < 1
Occupational Medicine Associates Spokane, WA Jun 2010 - Sep 2010 < 1
Student/unemployed Seattle, WA Sep 2009 - Jun 2010 < 1
Student/unemployed Spokane, WA May 2004 - Sep 2009 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2014
Contact Info for Scott C. Walters
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • WA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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