Steven Landau, financial advisor Seattle WA
69 score

Steven Landau

CRD Number: 1796108
Current Firm: H.d. Vest Advisory Services, Inc.

Steven Landau (CRD# 1796108) is an Investment Advisor Representative working at H.d. Vest Advisory Services, Inc. in Seattle, WA and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
H.d. Vest Advisory Services Seattle, WA Jan 2009 - Current 7
H.d. Vest Investment Services Columbus, OH Jun 2007 - Current 9
Esselless, Llc Dba Toledo, OH Jan 2002 - Current 14
Intuit Mountain View, CA Aug 2012 - May 2013 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2007
S65 NASAA Investment Advisors Law Examination Jan 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Steven J. Landau
Phone Number: 972-870-6000
Firm Website: https://www.hdvest.com
Registered State(s):
  • WA
By the Numbers
  • Total Assets Under Management
    9,187
    MILLIONS
  • Total Number of Accounts
    50,531
    ACCOUNTS
  • Average Account Value
    $181,805
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
69

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