Tanya RhodesCRD Number: 1514188
Current Firm: Empirical Wealth Management
Tanya Rhodes (CRD# 1514188) is an Investment Advisor Representative working at Empirical Wealth Management in Seattle, WA and has over 23 years of experience in the finance industry. Tanya Rhodes has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Royal Alliance Associates, Inc.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Sitka Pacific Capital Management, LLC
|Empirical Wealth Management||Seattle, WA||May 2021 - Current||< 1|
|Private Ocean||Seattle, WA||Jan 2018 - Apr 2021||3|
|Lakeview Financial Group LLC||Seattle, WA||Aug 2016 - Jan 2018||1|
|U.s. Trust||Seattle, WA||Sep 2015 - Aug 2016||< 1|
|Miller Advisors, Inc.||Kirkland, WA||Feb 2015 - Jun 2015||< 1|
|Ronald Blue & Company||Bothell, WA||Feb 2014 - Feb 2015||1|
|Unemployed||Port Orchard, WA||Jun 2010 - Feb 2014||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1998|
Total Assets Under Management3,046MILLIONS
Total Number of Accounts5,534ACCOUNTS
Average Account Value$550,367
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AR, AZ, CA, CO, DC, DE, FL, GA, HI, ID, IL, IN, LA, MA, MI, MN, MO, MT, NC, NH, NJ, NM, NV, NY, OH, OR, PA, TX, UT, VA, WA, WI
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