Thomas RyanCRD Number: 3268892
Current Firm: Alliancebernstein LP
Thomas Ryan (CRD# 3268892) is an Investment Advisor Representative working at Alliancebernstein LP in Seattle, WA and has over 21 years of experience in the finance industry.
Royal Alliance Associates, Inc.
Wells Fargo Clearing Services, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
|Sanford C. Bernstein & Company, LLC||Seattle, WA||Jan 2019 - Current||2|
|Bny Mellon Wealth Management||Seattle, WA||Nov 2013 - Jan 2019||5|
|Ubs||Tacoma, WA||Feb 2012 - Nov 2013||1|
|Unemployed||Tacoma, WA||Dec 2012 - Jan 2013||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 2000|
|S66||NASAA Uniform Combined State Law Examination||Jul 2019|
Total Assets Under Management639,752MILLIONS
Total Number of Accounts46,113ACCOUNTS
Average Account Value$13,873,571
- A percentage of assets under your management
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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