Thomas Ryan, financial advisor Seattle WA

Thomas Ryan

CRD Number: 3268892
Current Firm: Alliancebernstein LP

Thomas Ryan (CRD# 3268892) is an Investment Advisor Representative working at Alliancebernstein LP in Seattle, WA and has over 21 years of experience in the finance industry.

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Company Name Location Dates Years
Sanford C. Bernstein & Company, LLC Seattle, WA Jan 2019 - Current 2
Bny Mellon Wealth Management Seattle, WA Nov 2013 - Jan 2019 5
Ubs Tacoma, WA Feb 2012 - Nov 2013 1
Unemployed Tacoma, WA Dec 2012 - Jan 2013 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 2000
S66 NASAA Uniform Combined State Law Examination Jul 2019
Contact Info for Thomas P. Ryan
Phone Number: 212-969-1000
Registered State(s):
  • WA
By the Numbers
  • Total Assets Under Management
    639,752
    MILLIONS
  • Total Number of Accounts
    46,113
    ACCOUNTS
  • Average Account Value
    $13,873,571
Compensation Options
  • A percentage of assets under your management
  • Subscription fees (for a newsletter or periodical)
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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