Thomas Swoffer, financial advisor Bellevue WA

Thomas Swoffer

CRD Number: 2088267
Current Firm: Talbot Financial, LLC

Thomas Swoffer (CRD# 2088267) is an Investment Advisor Representative working at Talbot Financial, LLC in Bellevue, WA and has over 33 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Talbot Financial, LLC Bellevue, WA May 2018 - Current 5
Rw Baird Seattle, WA Sep 2017 - May 2018 < 1
Asset Planning And Management Spokane, WA Jan 2017 - Sep 2017 < 1
Unemployed Seattle, WA Feb 2016 - Dec 2016 < 1
Wentworth, Hauser And Violich, Inc. Seattle, WA Feb 2003 - Jan 2016 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1990
S66 NASAA Uniform Combined State Law Examination Oct 2017
Contact Info for Thomas M. Swoffer
Phone Number: 425-533-0797
Registered State(s):
  • CA
  • NM
  • TX
  • WA
By the Numbers
  • Total Assets Under Management
    748
    MILLIONS
  • Total Number of Accounts
    410
    ACCOUNTS
  • Average Account Value
    $1,825,137
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

CA, FL, NM, TX, WA

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