Tully McGowan, financial advisor Seattle WA
93 score

Tully McGowan

CRD Number: 5318520
Current Firm: Alliancebernstein LP

Tully McGowan (CRD# 5318520) is an Investment Advisor Representative working at Alliancebernstein LP in Seattle, WA and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Sanford C. Bernstein & Company, LLC New York, NY Mar 2007 - Current 9
Friends & Company Staffing Arlington, VA Oct 2006 - Dec 2006 < 1
N/a Fes, May 2006 - Oct 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2010
Contact Info for Tully S. McGowan
Phone Number: 212-969-1000
Firm Website: http://www.bernstein.com
Registered State(s):
  • AK
  • WA
  • TX
By the Numbers
  • Total Assets Under Management
    436,187
    MILLIONS
  • Total Number of Accounts
    38,589
    ACCOUNTS
  • Average Account Value
    $11,303,398
Compensation Options
  • A percentage of assets under your management
  • Subscription fees (for a newsletter or periodical)
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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