Winnie ToCRD Number: 5572671
Current Firm: J.p. Morgan Securities LLC
Winnie To (CRD# 5572671) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Seattle, WA and has over 8 years of experience in the finance industry.
Brighton Jones LLC
|J.p. Morgan Securities LLC||Bellevue, WA||Oct 2012 - Current||4|
|Wamu Investments, Inc.||Renton, WA||Jul 2008 - Current||9|
|Wamu||Renton, WA||Aug 2007 - Current||10|
|Chase Investment Services Corp.||Renton, WA||May 2009 - Oct 2012||3|
|Homestreet Bank||Bellevue, WA||Feb 2006 - Aug 2007||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 2008|
|S66||NASAA Uniform Combined State Law Examination||Dec 2010|
Total Assets Under Management70,743MILLIONS
Total Number of Accounts344,720ACCOUNTS
Average Account Value$205,219
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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