John Swaine (CRD# 4072112) is an Investment Advisor Representative working at Second Half Financial Partners, LLC in Sebring, FL and has over 24 years of experience in the finance industry.
CRD# 5181019
Raymond James Financial Services Advisors, Inc.
CRD# 2980214
Equitable Advisors, LLC
CRD# 4274602
Principal Securities, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Heartland Tax And Accounting, LLC | Sebring, FL | Jan 2024 - Current | < 1 |
| Second Half Financial Partners, LLC | Sebring, FL | Jan 2021 - Current | 3 |
| John 3:30, LLC | Sebring, FL | Jun 2018 - Current | 5 |
| Platinum Financial Partners, Llc (f/k/a U.s. Tax, Llc) | Sebring, FL | Oct 2015 - Current | 8 |
| John 14:6 LLC | Sebring, FL | Jul 2011 - Current | 12 |
| Sebring Police Department | Sebring, FL | Aug 1997 - Current | 26 |
| Swaine & Leidel Wealth Services, LLC | Sebring, FL | May 2012 - Jan 2021 | 8 |
| Swaine & Leidel, LLC | Sebring, FL | Mar 2010 - Jan 2018 | 7 |
| Raymond James Financial Services | Sebring, FL | Sep 2009 - Apr 2017 | 7 |
| Raymond James Financial Services Advisors, Inc. | St Petersburg, FL | Sep 2009 - Apr 2017 | 7 |
| Legacy Insurance Group, LLC | Sebring, FL | Jul 2011 - Dec 2016 | 5 |
| Lordship Holdings LLC | Sebring, FL | Oct 2010 - Dec 2016 | 6 |
| Will Swaine, Ea | Sebring, FL | Mar 2015 - Oct 2015 | < 1 |
| Equitable Divorce Solutions, LLC | Sebring, FL | Oct 2013 - Oct 2015 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 2000 |
| S65 | NASAA Investment Advisors Law Examination | Feb 2004 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- FL
- TX
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Total Assets Under Management284MILLIONS
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Total Number of Accounts1,492ACCOUNTS
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Average Account Value$190,333
- A percentage of assets under your management
- Hourly charges
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- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
FL, MI, TX
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