Steven Siegel, financial advisor Sedona AZ
93 score

Steven Siegel

CRD Number: 3150543
Current Firm: Steven P. Siegel, Ltd.

Steven Siegel (CRD# 3150543) is an Investment Advisor Representative working at Steven P. Siegel, Ltd. in Sedona, AZ and has over 19 years of experience in the finance industry.

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Company Name Location Dates Years
Steven P. Siegel, Ltd. Sedona, AZ Sep 2014 - Current 3
Dynasty Quest Of Arizona, P.c. Sedona, AZ Oct 2008 - Current 9
Oppenheimer & Company Inc. New York, NC Jan 2003 - Current 15
Dynasty Quest, Inc. Sedona, AZ Mar 2000 - Current 18
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1999
S66 NASAA Uniform Combined State Law Examination Feb 2003
Contact Info for Steven P. Siegel
Phone Number: 928-567-0800
Registered State(s):
  • AZ
  • IL
Current Firm Details
Steven P. Siegel, Ltd.
Firm's CRD Number: 172308
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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