David Horan, financial advisor Senatobia MS

David Horan

CRD Number: 4634031
Current Firm: Ameriprise Financial Services, LLC

David Horan (CRD# 4634031) is an Investment Advisor Representative working at Ameriprise Financial Services, LLC in Senatobia, MS and has over 20 years of experience in the finance industry.

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Company Name Location Dates Years
Ameriprise Financial Services, LLC Senatobia, MS Feb 2021 - Current 3
David C Horan, Dba Ppa Financial LLC Senatobia, MS Sep 2016 - Feb 2021 4
Raymond James Financial Services Senatobia, MS Feb 2015 - Feb 2021 6
Raymond James Financial Services Advisors Inc. Senatobia, MS Feb 2013 - Feb 2021 8
Stryde Savings Varies, MS Oct 2017 - Jan 2019 1
Independent Financial Partners Senatobia, MS Jul 2011 - Feb 2015 3
Lpl Financial Senatobia, MS Dec 2010 - Feb 2015 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2003
S66 NASAA Uniform Combined State Law Examination Feb 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for David C. Horan
Phone Number: 612-671-3131
Firm Website: http://ameriprise.com
Registered State(s):
  • MS
  • TX
By the Numbers
  • Total Assets Under Management
    414,380
    MILLIONS
  • Total Number of Accounts
    1,953,584
    ACCOUNTS
  • Average Account Value
    $212,113
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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