Carl Kennedy, financial advisor Seneca SC
83 score

Carl Kennedy

CRD Number: 1162865
Current Firm: Transamerica Financial Advisors, Inc.

Carl Kennedy (CRD# 1162865) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Seneca, SC and has over 33 years of experience in the finance industry.

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Company Name Location Dates Years
Transamerica Financial Advisors, Inc. Seneca, SC Jan 2012 - Current 4
Kennedy Rental Tuttle, OK Aug 2007 - Current 9
Kennedy Computer Seneca, SC May 2007 - Current 9
Wfg Seneca, SC Jun 2001 - Current 15
Kennedy & Associates Seneca, SC Aug 1995 - Current 21
Prudential Seneca, SC Nov 2002 - Oct 2015 12
Constitution Life Insurance Pensacola, FL Mar 2003 - Jul 2015 12
American Pioneer Clearwater, FL Jul 2002 - Jul 2015 13
Investment Advisors International,inc. Atlanta, GA Dec 2007 - Jan 2012 4
Wgs Seneca, SC Apr 2001 - Jan 2012 10
Synertech Global Atlanta, GA Jun 2005 - Dec 2007 2
Georgian Bay Success Academy Medford Ontario, Jan 2003 - Dec 2007 4
Mentors In Motion Edmonton, Aug 2002 - Dec 2007 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1983
S65 NASAA Investment Advisors Law Examination May 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Carl D. Kennedy
Phone Number: 727-299-1800
Registered State(s):
  • SC
By the Numbers
  • Total Assets Under Management
    4,493
    MILLIONS
  • Total Number of Accounts
    33,842
    ACCOUNTS
  • Average Account Value
    $132,767
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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