Shane Baack, financial advisor Seward NE
93 score

Shane Baack

CRD Number: 5515243
Current Firm: Principal Securities, Inc.

Shane Baack (CRD# 5515243) is an Investment Advisor Representative working at Principal Securities, Inc. in Seward, NE and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Jones Financial Services Seward, NE Apr 2012 - Current 4
Kolterman Agency Inc. Seward, NE Dec 2009 - Current 7
Principal Life Insurance Co Seward, NE Apr 2008 - Current 8
Princor Financial Services Co Seward, NE Apr 2008 - Current 8
Bankfirst Norfolk, NE Mar 2005 - Apr 2008 3
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Jun 2014
S63 Uniform Securities State Law Examination Apr 2008
Contact Info for Shane Baack
Phone Number: 888-774-6267
Firm Website: http://www.principal.com
Registered State(s):
  • NE
By the Numbers
  • Total Assets Under Management
    1,622
    MILLIONS
  • Total Number of Accounts
    15,486
    ACCOUNTS
  • Average Account Value
    $104,766
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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