Shane BaackCRD Number: 5515243
Current Firm: Principal Securities, Inc.
Shane Baack (CRD# 5515243) is an Investment Advisor Representative working at Principal Securities, Inc. in Seward, NE and has over 9 years of experience in the finance industry.
Wells Fargo Advisors, LLC
Pittenger & Anderson Inc.
Securities America Advisors, Inc.
|Jones Financial Services||Seward, NE||Apr 2012 - Current||5|
|Kolterman Agency Inc.||Seward, NE||Dec 2009 - Current||7|
|Principal Life Insurance Co||Seward, NE||Apr 2008 - Current||9|
|Princor Financial Services Co||Seward, NE||Apr 2008 - Current||9|
|Bankfirst||Norfolk, NE||Mar 2005 - Apr 2008||3|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Jun 2014|
|S63||Uniform Securities State Law Examination||Apr 2008|
Total Assets Under Management1,622MILLIONS
Total Number of Accounts15,486ACCOUNTS
Average Account Value$104,766
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV