Arthur HazenCRD Number: 4503065
Current Firm: Cambridge Investment Research Advisors, Inc.
Arthur Hazen (CRD# 4503065) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Sewickley, PA and has over 15 years of experience in the finance industry.
Wealthcare Capital Management LLC
Nfp Advisor Services, LLC
Mcmahon Financial Advisors, LLC
|Cambridge Investment Research Advisors, Inc.||Fairfield, IA||Apr 2013 - Current||4|
|Cambridge Investment Research, Inc.||Fairfield, IA||Apr 2013 - Current||4|
|Bpu Investment Management, Inc.||Pittsburgh, PA||Jun 2008 - Apr 2013||4|
|First National Bank||Wexford, PA||Mar 2006 - Jun 2008||2|
|Invest Financial Corp||Tampa, FL||Mar 2006 - Jun 2008||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Mar 2002|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management25,187MILLIONS
Total Number of Accounts152,412ACCOUNTS
Average Account Value$165,257
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Market timing services
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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