Carl Rickmeier, financial advisor Fond Du Lac WI

Carl Rickmeier

CRD Number: 3186637
Current Firm: Rbc Capital Markets, LLC

Carl Rickmeier (CRD# 3186637) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Fond Du Lac, WI and has over 24 years of experience in the finance industry.

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Company Name Location Dates Years
Rbc Capital Markets, LLC Milwaukee, WI Feb 2021 - Current 3
Rickmeier Corporation Plymouth, WI May 1990 - Current 33
Wells Fargo Clearing Services, LLC Sheboygan, WI Nov 2016 - Feb 2021 4
Wells Fargo Advisors, LLC Sheboygan, WI Apr 2012 - Nov 2016 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2000
S66 NASAA Uniform Combined State Law Examination Aug 2012
Contact Info for Carl H. Rickmeier
Phone Number: 212-858-7000
Registered State(s):
  • WI
By the Numbers
  • Total Assets Under Management
    201,264
    MILLIONS
  • Total Number of Accounts
    451,404
    ACCOUNTS
  • Average Account Value
    $445,862
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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