David MairCRD Number: 4504247
Current Firm: Thrivent Investment Management Inc.
David Mair (CRD# 4504247) is an Investment Advisor Representative working at Thrivent Investment Management Inc. in Sheboygan, WI and has over 10 years of experience in the finance industry.
Sii Investments, Inc.
Eagle Strategies LLC
Raymond James Financial Services Advisors, Inc.
|Thrivent Investment Management Inc.||Sheboygan, WI||Mar 2006 - Current||11|
|Thrivent Financial For Lutherans||Appleton, WI||Mar 2006 - Current||11|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||May 2006|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
Total Assets Under Management8,027MILLIONS
Total Number of Accounts36,119ACCOUNTS
Average Account Value$222,230
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV