Jeffrey Rainer, financial advisor Sheboygan WI
83 score

Jeffrey Rainer

CRD Number: 3168972
Current Firm: Northwestern Mutual Investment Services,llc

Jeffrey Rainer (CRD# 3168972) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Sheboygan, WI and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Aug 2007 - Current 9
Northwestern Mutual Investment Services, LLC Sheboygan, WI Feb 2003 - Current 13
Northwestern Mutual Life Insurance Company Sheboygan, WI Feb 2003 - Current 13
Northwestern Mutual Investment Services, LLC Sheboygan, WI Feb 2005 - Mar 2016 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2000
S65 NASAA Investment Advisors Law Examination Jul 2002
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Jeffrey J. Rainer
Phone Number: 866-664-7737
Registered State(s):
  • WI
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
83

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