Jeffrey RainerCRD Number: 3168972
Current Firm: Northwestern Mutual Investment Services,llc
Jeffrey Rainer (CRD# 3168972) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Sheboygan, WI and has over 17 years of experience in the finance industry.
Sii Investments, Inc.
Eagle Strategies LLC
Raymond James Financial Services Advisors, Inc.
|Northwestern Mutual Wealth Management Company||Milwaukee, WI||Aug 2007 - Current||10|
|Northwestern Mutual Investment Services, LLC||Sheboygan, WI||Feb 2003 - Current||14|
|Northwestern Mutual Life Insurance Company||Sheboygan, WI||Feb 2003 - Current||14|
|Northwestern Mutual Investment Services, LLC||Sheboygan, WI||Feb 2005 - Mar 2016||11|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 2000|
|S65||NASAA Investment Advisors Law Examination||Jul 2002|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Fixed fees (other than subscription fees)
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV