Alan PearsonCRD Number: 1389113
Current Firm: Ast Investment Services, Inc.
Alan Pearson (CRD# 1389113) is an Investment Advisor Representative working at Ast Investment Services, Inc. in Shelton, CT and has over 26 years of experience in the finance industry.
Scholtz & Co
Halsey Associates Inc.
Td Private Client Wealth LLC
|Prudential Annuities Distributors||Shelton, CT||Nov 2007 - Current||9|
|The Prudential Insurance Company Of America||Shelton, CT||Sep 2006 - Current||10|
|Ast Investment Services||Shelton, CT||Sep 2006 - Current||10|
|American Skandia Marketing, Inc.||Shelton, CT||Sep 2006 - Nov 2007||1|
|Wachovia Securties, LLC||Waterbury, CT||Nov 2003 - Sep 2006||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1990|
|S65||NASAA Investment Advisors Law Examination||Jun 2004|
Total Assets Under Management125,925MILLIONS
Total Number of Accounts72ACCOUNTS
Average Account Value$1,748,952,551
- A percentage of assets under your management
- Portfolio management for investment companies (as well as "business development companies")
- Selection of other advisers (including private fund managers)
CA, CO, CT, FL, GA, IL, MA, MD, NJ, NM, OH, PA, SC, TN, TX, VA, WA