Cathy Pereira, financial advisor Shelton CT
93 score

Cathy Pereira

CRD Number: 3058984
Current Firm: Ast Investment Services, Inc.

Cathy Pereira (CRD# 3058984) is an Investment Advisor Representative working at Ast Investment Services, Inc. in Shelton, CT and has over 15 years of experience in the finance industry.

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Company Name Location Dates Years
Prudential Annuities Distributors Shelton, CT Nov 2007 - Current 9
Ast Investment Services Shelton, CT Mar 2006 - Current 10
Prudential Insurance Company Of America Shelton, CT May 2003 - Current 13
American Skandia Marketing, Inc. Shelton, CT Dec 1997 - Nov 2007 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2002
S65 NASAA Investment Advisors Law Examination Feb 2001
Contact Info for Cathy D. Pereira
Phone Number: 973-367-6608
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    125,925
    MILLIONS
  • Total Number of Accounts
    72
    ACCOUNTS
  • Average Account Value
    $1,748,952,551
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for investment companies (as well as "business development companies")
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

CA, CO, CT, FL, GA, IL, MA, MD, NJ, NM, OH, PA, SC, TN, TX, VA, WA

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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