Daniel CainCRD Number: 5592653
Current Firm: Lpl Financial LLC
Daniel Cain (CRD# 5592653) is an Investment Advisor Representative working at Lpl Financial LLC in Shelton, CT and has over 5 years of experience in the finance industry. Daniel Cain has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Scholtz & Co
Halsey Associates Inc.
Td Private Client Wealth LLC
|Lpl Financial LLC||Shelton, CT||Mar 2011 - Current||5|
|Gulish & Associates||Shelton, CT||Sep 2010 - Current||6|
|Tuv Sud America||Peabody, MA||Oct 2009 - Sep 2010||< 1|
|Vertullo Landscaping||Billerica, MA||Jun 2001 - Oct 2009||8|
|First Investors||Waltham, MA||Dec 2008 - May 2009||< 1|
|Endicott College||Beverly, MA||Sep 2005 - May 2009||3|
|Marcus Financial||Beverly, MA||Sep 2008 - Dec 2008||< 1|
|Morton Financial||Wellesley, MA||Jun 2008 - Aug 2008||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Nov 2011|
Total Assets Under Management112,086MILLIONS
Total Number of Accounts531,091ACCOUNTS
Average Account Value$211,049
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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