Frank Rosala, financial advisor Shelton CT
93 score

Frank Rosala

CRD Number: 4497551
Current Firm: Ast Investment Services, Inc.

Frank Rosala (CRD# 4497551) is an Investment Advisor Representative working at Ast Investment Services, Inc. in Shelton, CT and has over 12 years of experience in the finance industry.

Company Name Location Dates Years
The Prudential Insurance Company Of America Dresher, PA Sep 2015 - Current 1
Prudential Annuities Distributors, Inc. Dresher, PA Sep 2015 - Current 1
Citizens Bank Southampton, PA Sep 2014 - Sep 2015 1
Cco Investment Services Southampton, PA Sep 2014 - Sep 2015 1
Planned Companies Southampton, PA Feb 2013 - Sep 2014 1
Resource Securities, Inc. Philadelphia, PA May 2012 - Feb 2013 < 1
Ptr Baler & Compactor Philadelphia, PA May 2011 - Apr 2012 < 1
Chadwick Securities, Inc. Philadelphia, PA Nov 2006 - May 2011 4
Anthem Securities, Inc. Moon Twp, PA Jul 2006 - Nov 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2004
Contact Info for Frank J. Rosala
Phone Number: 973-367-6608
Registered State(s):
  • PA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for investment companies (as well as "business development companies")
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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