Hugo Alves, financial advisor Shelton CT

Hugo Alves

CRD Number: 4210960
Current Firm: Mml Investors Services, LLC

Hugo Alves (CRD# 4210960) is an Investment Advisor Representative working at Mml Investors Services, LLC in Shelton, CT and has over 21 years of experience in the finance industry. Hugo Alves has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Mml Investors Services, LLC
Professional Designations
Company Name Location Dates Years
Mml Investors Services Shelton, CT Nov 2020 - Current < 1
Mass Mutual Life Insurance Company Shelton, CT Nov 2020 - Current < 1
Northwestern Mutual Wealth Management Company Milwaukee, WI Sep 2015 - Nov 2020 5
Northwestern Mutual Life Insurance Company Stamford, CT Oct 2009 - Nov 2020 11
Northwestern Mutual Investment Services LLC Stamford, CT Oct 2009 - Nov 2020 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2000
S65 NASAA Investment Advisors Law Examination Aug 2000
S66 NASAA Uniform Combined State Law Examination Mar 2012
Contact Info for Hugo M. Alves
Phone Number: (413)737-8400
Registered State(s):
  • CT
  • TX
By the Numbers
  • Total Assets Under Management
    49,002
    MILLIONS
  • Total Number of Accounts
    252,369
    ACCOUNTS
  • Average Account Value
    $194,169
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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