Laura FrateCRD Number: 4432936
Current Firm: Ast Investment Services, Inc.
Laura Frate (CRD# 4432936) is an Investment Advisor Representative working at Ast Investment Services, Inc. in Shelton, CT and has over 13 years of experience in the finance industry.
Scholtz & Co
Halsey Associates Inc.
Td Private Client Wealth LLC
|Prudential Annuities Distributors||Shelton, CT||Nov 2007 - Current||8|
|Ast Investment Services||Shelton, CT||Sep 2007 - Current||9|
|Prudential Insurance Company Of America||Shelton, CT||May 2003 - Current||13|
|American Skandia||Shelton, CT||Dec 1997 - Nov 2007||9|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 2003|
|S65||NASAA Investment Advisors Law Examination||Mar 2003|
Total Assets Under Management125,925MILLIONS
Total Number of Accounts72ACCOUNTS
Average Account Value$1,748,952,551
- A percentage of assets under your management
- Portfolio management for investment companies (as well as "business development companies")
- Selection of other advisers (including private fund managers)
CA, CO, CT, FL, GA, IL, MA, MD, NJ, NM, OH, PA, SC, TN, TX, VA, WA