Nicholas Christie (CRD# 4285089) is an Investment Advisor Representative working at Commonwealth Financial Network in Shelton, CT and has over 23 years of experience in the finance industry. Nicholas Christie has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2726777
Springboard Asset Management LLC
CRD# 2626796
Lincoln Financial Advisors Corporation
CRD# 1483428
Abbington Investment Group, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Investmark Advisory Group LLC | Shelton, CT | Jan 2017 - Current | 7 |
| Commonwealth Financial Network | Waltham, MA | Apr 2006 - Current | 18 |
| Commonwealth Financial Network | Waltham, MA | Jun 2000 - Current | 23 |
| Investmark Financial Services, Inc. | Fairfield, CT | Jun 2000 - Jan 2017 | 16 |
| Iag, LLC | Stratford, CT | Mar 2011 - Dec 2016 | 5 |
| Investmark Advisory Services, Inc. | Fairfield, CT | Jun 2000 - Dec 2016 | 16 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 2001 |
| S65 | NASAA Investment Advisors Law Examination | Dec 2002 |
- CT
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Total Assets Under Management177,032MILLIONS
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Total Number of Accounts623,075ACCOUNTS
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Average Account Value$284,126
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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