Rodney Allain (CRD# 2934293) is an Investment Advisor Representative working at Clearbridge Investments, LLC in New York, NY and has over 26 years of experience in the finance industry.
CRD# 1420183
Financial Life Focus, LLC
CRD# 2708116
Park Avenue Securities LLC
CRD# 5146297
Origin Investment Advisory LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Putnam Retail Management LP | Nashville, TN | Jan 2024 - Current | < 1 |
| Clearbridge Advisors | New York, NY | Apr 2018 - Current | 6 |
| Franklin Distributors LLC | Nashville, TN | Apr 2018 - Current | 6 |
| Legg Mason & Co | Brentwood, TN | Apr 2018 - Jul 2021 | 3 |
| Advisory Consultant | Brentwood, TN | Mar 2017 - Apr 2018 | 1 |
| Prudential Annuities Distributors | Shelton, CT | Jul 2003 - Mar 2017 | 13 |
| Ast Investment Services | Shelton, CT | Jul 2003 - Mar 2017 | 13 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 1997 |
| S65 | NASAA Investment Advisors Law Examination | Jul 2001 |
- TN
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Total Assets Under Management148,244MILLIONS
-
Total Number of Accounts114,940ACCOUNTS
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Average Account Value$1,289,750
- A percentage of assets under your management
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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