Zoltan Pongracz (CRD# 5982671) is an Investment Advisor Representative working at Procyon Advisors, LLC in Shelton, CT and has over 12 years of experience in the finance industry. Zoltan Pongracz has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2726777
Springboard Asset Management LLC
CRD# 2626796
Lincoln Financial Advisors Corporation
CRD# 1483428
Abbington Investment Group, LLC
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
Like the CFP, ChFCs take extensive coursework on a wide variety of financial planning topics. ChFCs actually take more coursework than CFPs, but are not required to prove their knowledge through a board examination.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Purshe Kaplan Sterling Investments, Inc. | Shelton, CT | Mar 2024 - Current | < 1 |
| Procyon Advisors, LLC | Shelton, CT | Nov 2021 - Current | 2 |
| Mml Investors Services, LLC | Shelton, CT | Jul 2016 - Nov 2021 | 5 |
| Massmutual | Shelton, CT | Jul 2016 - Nov 2021 | 5 |
| Barnum Financial Group | Shelton, CT | Sep 2011 - Nov 2021 | 10 |
| Metlife Securities, Inc. | Shelton, CT | Sep 2011 - Jul 2016 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jan 2012 |
| S63 | Uniform Securities State Law Examination | Mar 2024 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CT
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Total Assets Under Management6,279MILLIONS
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Total Number of Accounts4,077ACCOUNTS
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Average Account Value$1,540,034
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