Edward Hoffman, financial advisor Sheridan WY
86 score

Edward Hoffman

CRD Number: 3133942
Current Firm: Arete Wealth Advisors, LLC

Edward Hoffman (CRD# 3133942) is an Investment Advisor Representative working at Arete Wealth Advisors, LLC in Sheridan, WY and has over 18 years of experience in the finance industry. Edward Hoffman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Arete Wealth Management Chicago, IL Dec 2008 - Current 8
Arete Wealth Advisors Chicago, IL Dec 2008 - Current 8
Hoffman Consulting Sheridan, WY Jul 1979 - Current 37
Private Consulting Group, Inc. Portland, OR Jan 2001 - Dec 2008 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1998
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Edward A. Hoffman
Phone Number: 312-940-3684
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    691
    MILLIONS
  • Total Number of Accounts
    4,557
    ACCOUNTS
  • Average Account Value
    $151,719
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, AR, AZ, CA, CO, DC, FL, GA, HI, IA, IL, IN, KS, LA, MA, MD, ME, MI, MN, MO, MS, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, VA, WA, WI, WV

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BADGES
86

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