Derek GreeffCRD Number: 1795525
Current Firm: Waddell & Reed
Derek Greeff (CRD# 1795525) is an Investment Advisor Representative working at Waddell & Reed in Sherman Oaks, CA and has over 30 years of experience in the finance industry.
Fried Asset Management, Inc.
|Various Insurance Carriers For W&r Insurance Agencies||Woodland Hills, CA||Nov 2015 - Current||2|
|Waddell & Reed, Inc.||Sherman Oaks, CA||Nov 2015 - Current||2|
|Ameriprise Financial Services, Inc.||Woodland Hills, CA||Oct 2012 - Nov 2015||3|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Beverly Hills, CA||Oct 2008 - Oct 2012||4|
|Paine Webber Incorporated||Beverly Hills, CA||May 1993 - Oct 2008||15|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1988|
|S66||NASAA Uniform Combined State Law Examination||Jul 2006|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
- Judgments / Liens
Total Assets Under Management19,057MILLIONS
Total Number of Accounts153,035ACCOUNTS
Average Account Value$124,526
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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