Derek Greeff, financial advisor Sherman Oaks CA
71 score

Derek Greeff

CRD Number: 1795525
Current Firm: Waddell & Reed

Derek Greeff (CRD# 1795525) is an Investment Advisor Representative working at Waddell & Reed in Sherman Oaks, CA and has over 28 years of experience in the finance industry.

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Company Name Location Dates Years
Various Insurance Carriers For W&r Insurance Agencies Woodland Hills, CA Nov 2015 - Current 1
Waddell & Reed, Inc. Sherman Oaks, CA Nov 2015 - Current 1
Ameriprise Financial Services, Inc. Woodland Hills, CA Oct 2012 - Nov 2015 3
Merrill Lynch, Pierce, Fenner & Smith Incorporated Beverly Hills, CA Oct 2008 - Oct 2012 4
Paine Webber Incorporated Beverly Hills, CA May 1993 - Oct 2008 15
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1988
S66 NASAA Uniform Combined State Law Examination Jul 2006
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Derek J. Greeff
Phone Number: 913-236-2000
Firm Website: http://www.waddell.com
Registered State(s):
  • CA
  • FL
  • GA
  • ID
  • NV
  • NM
  • NC
  • TX
  • UT
  • WA
By the Numbers
  • Total Assets Under Management
    18,309
    MILLIONS
  • Total Number of Accounts
    149,599
    ACCOUNTS
  • Average Account Value
    $122,387
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
71

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