Francesco Setola, financial advisor Sherman Oaks CA

Francesco Setola

CRD Number: 6243974
Current Firm: Lpl Financial LLC

Francesco Setola (CRD# 6243974) is an Investment Advisor Representative working at Lpl Financial LLC in Sherman Oaks, CA and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Tori Samuel Sherman Oaks, CA Dec 2018 - Current 3
Lpl Financial LLC Sherman Oaks, CA Jul 2021 - Jul 2021 < 1
Waddell & Reed, Inc. Sherman Oaks, CA Dec 2018 - Jul 2021 2
Various Insurance Carriers For W&r Insurance Agencies Newbury Park, CA Dec 2018 - Jul 2021 2
Prudential Insurance Company Of America Los Angeles, CA Feb 2018 - Dec 2018 < 1
Pruco Securities, LLC Los Angeles, CA Feb 2018 - Dec 2018 < 1
Foresters Financial Pasadena, CA Apr 2014 - Feb 2018 3
First Investors Corporation Pasadena, CA Sep 2013 - Apr 2014 < 1
Hotel Del Coronado Coronado, CA May 2013 - Sep 2013 < 1
San Diego State University San Diego, CA Jan 2011 - May 2013 2
Bubs At The Ballpark San Diego, CA Apr 2011 - May 2012 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2013
S65 NASAA Investment Advisors Law Examination Dec 2017
Contact Info for Francesco Setola
Phone Number: 704-733-3300
Registered State(s):
  • CA
  • CO
  • FL
  • GA
  • ME
  • PA
  • SC
  • TX
By the Numbers
  • Total Assets Under Management
    268,834
    MILLIONS
  • Total Number of Accounts
    1,055,189
    ACCOUNTS
  • Average Account Value
    $254,773
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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