Jeffrey Richter (CRD# 5156185) is an Investment Advisor Representative working at Ares Financial Consulting LLC in Sherman Oaks, CA and has over 17 years of experience in the finance industry.
CRD# 2962660
Grove Point Advisors, LLC
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Pacific Coast Fiduciary, LLC | Sherman Oaks, CA | Mar 2024 - Current | < 1 |
| Ares Financial Consulting LLC | Sherman Oaks, CA | Mar 2016 - Current | 8 |
| National Securities Corporation | Los Angeles, CA | Apr 2009 - Mar 2016 | 6 |
| National Asset Management | Newport Beach, CA | Apr 2009 - Mar 2016 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 2006 |
| S66 | NASAA Uniform Combined State Law Examination | Dec 2006 |
- CA
- TX
- WA
-
Total Assets Under Management186MILLIONS
-
Total Number of Accounts714ACCOUNTS
-
Average Account Value$260,350
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops
CA, MN, NH, OR, TX, WA, WI
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