Rory CardinalCRD Number: 5441154
Current Firm: Axa Advisors, LLC
Phillip James Financial Company
Allodium Investment Consultants, LLC
Epiq Partners, LLC
|Axa Advisors, LLC||New York, NY||Dec 2009 - Current||6|
|Unemployed||Blaine, MN||Jul 2009 - Dec 2009||< 1|
|Hitching Post||Fridley, MN||May 2009 - Jul 2009||< 1|
|Unemployed||Blaine, MN||Jan 2009 - May 2009||< 1|
|T-mobile||Blaine, MN||Apr 2006 - Jan 2009||2|
|Axa Advisors||New York, NY||Feb 2008 - Jul 2008||< 1|
|Exam Code||Name||Passed Date|
|S7||General Securities Representative Examination (GS)||Feb 2010|
|S63||Uniform Securities State Law Examination||Oct 2010|
|S65||NASAA Investment Advisors Law Examination||Jan 2011|
Total Assets Under Management9,867MILLIONS
Total Number of Accounts40,093ACCOUNTS
Average Account Value$246,096
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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