Rory Cardinal, financial advisor Shoreview MN
98 score

Rory Cardinal

CRD Number: 5441154
Current Firm: Axa Advisors, LLC
Rory Cardinal (CRD# 5441154) is an Investment Advisor Representative working at Axa Advisors, LLC in Shoreview, MN and has over 5 years of experience in the finance industry.
CONTACT
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Company Name Location Dates Years
Axa Advisors, LLC New York, NY Dec 2009 - Current 7
Unemployed Blaine, MN Jul 2009 - Dec 2009 < 1
Hitching Post Fridley, MN May 2009 - Jul 2009 < 1
Unemployed Blaine, MN Jan 2009 - May 2009 < 1
T-mobile Blaine, MN Apr 2006 - Jan 2009 2
Axa Advisors New York, NY Feb 2008 - Jul 2008 < 1
Exam Code Name Passed Date
S7 General Securities Representative Examination (GS) Feb 2010
S63 Uniform Securities State Law Examination Oct 2010
S65 NASAA Investment Advisors Law Examination Jan 2011
Contact Info for Rory A. Cardinal
Phone Number: (651) 705-5485
Advisor Website: http://www.roryacardinal.com
Firm Website: http://axa.us.com
Registered State(s):
  • IA
  • MN
  • TX
By the Numbers
  • Total Assets Under Management
    9,867
    MILLIONS
  • Total Number of Accounts
    40,093
    ACCOUNTS
  • Average Account Value
    $246,096
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Firm Disclaimer:

NOTE – All InMail, e-mail and other electronic individual and group communications sent to and received from this LinkedIn page are subject to capture, review and archive by AXA Advisors and to possible production upon regulator request for review. Links to third-party media articles and/or websites are for general information purposes only and do not constitute an offer or solicitation of any kind. They are not intended, and should not be relied upon, as investment, insurance or financial advice. AXA Advisors and its affiliates make no representation as to the accuracy or completeness of any statements, statistics, data, opinions, forecasts, or predictions provided in any third-party article and/or website content. Securities offered through AXA Advisors, LLC (NY, NY 212-314-4600), member FINRA, SIPC. [Investment advisory products and services offered through AXA Advisors, LLC, an investment advisor registered with the SEC.]  Annuity and insurance products, including those of AXA Equitable Life Insurance Company (NY, NY) (AXA Equitable), offered through AXA Network, LLC. AXA Network, LLC, which conducts business in CA as AXA Network Insurance Agency of California, LLC , in UT, as AXA Network Insurance Agency of Utah, LLC, in PR as AXA Network of Puerto Rico, Inc. Equal Opportunity Employer – M/F/D/V. AXA Advisors, AXA Network and AXA Equitable are affiliated companies and do not provide tax or legal advice.  Representatives may transact business, which includes offering products and services and/or responding to inquiries, only in state(s) in which they are properly registered and/or licensed. Your connection to this LinkedIn profile does not necessarily indicate that this Financial Professional is able to transact business in your state. Compliance Approval #11826 (2/16)(EXP 2/18)

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