Rory CardinalCRD Number: 5441154
Current Firm: Axa Advisors, LLC
|Axa Advisors, LLC||New York, NY||Dec 2009 - Current||7|
|Unemployed||Blaine, MN||Jul 2009 - Dec 2009||< 1|
|Hitching Post||Fridley, MN||May 2009 - Jul 2009||< 1|
|Unemployed||Blaine, MN||Jan 2009 - May 2009||< 1|
|T-mobile||Blaine, MN||Apr 2006 - Jan 2009||2|
|Axa Advisors||New York, NY||Feb 2008 - Jul 2008||< 1|
|Exam Code||Name||Passed Date|
|S7||General Securities Representative Examination (GS)||Feb 2010|
|S63||Uniform Securities State Law Examination||Oct 2010|
|S65||NASAA Investment Advisors Law Examination||Jan 2011|
Total Assets Under Management9,867MILLIONS
Total Number of Accounts40,093ACCOUNTS
Average Account Value$246,096
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
NOTE – All InMail, e-mail and other electronic individual and group communications sent to and received from this LinkedIn page are subject to capture, review and archive by AXA Advisors and to possible production upon regulator request for review. Links to third-party media articles and/or websites are for general information purposes only and do not constitute an offer or solicitation of any kind. They are not intended, and should not be relied upon, as investment, insurance or financial advice. AXA Advisors and its affiliates make no representation as to the accuracy or completeness of any statements, statistics, data, opinions, forecasts, or predictions provided in any third-party article and/or website content. Securities offered through AXA Advisors, LLC (NY, NY 212-314-4600), member FINRA, SIPC. [Investment advisory products and services offered through AXA Advisors, LLC, an investment advisor registered with the SEC.] Annuity and insurance products, including those of AXA Equitable Life Insurance Company (NY, NY) (AXA Equitable), offered through AXA Network, LLC. AXA Network, LLC, which conducts business in CA as AXA Network Insurance Agency of California, LLC , in UT, as AXA Network Insurance Agency of Utah, LLC, in PR as AXA Network of Puerto Rico, Inc. Equal Opportunity Employer – M/F/D/V. AXA Advisors, AXA Network and AXA Equitable are affiliated companies and do not provide tax or legal advice. Representatives may transact business, which includes offering products and services and/or responding to inquiries, only in state(s) in which they are properly registered and/or licensed. Your connection to this LinkedIn profile does not necessarily indicate that this Financial Professional is able to transact business in your state. Compliance Approval #11826 (2/16)(EXP 2/18)
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.