Curtis BrooksCRD Number: 1260487
Current Firm: Usaa Financial Planning Services
Curtis Brooks (CRD# 1260487) is an Investment Advisor Representative working at Usaa Financial Planning Services in Short Hills, NJ and has over 32 years of experience in the finance industry. Curtis Brooks has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Cfs Investment Advisory Services LLC
Legacy Care Wealth, LLC
|Usaa Financial Advisors Inc.||New York, NY||Sep 2011 - Current||5|
|Usaa Financial Planning Services||New York, NY||Sep 2011 - Current||5|
|Gfa Securities, LLC||New York, NY||Oct 2009 - Sep 2011||1|
|Gerstein, Fisher & Associates, Inc.||New York, NY||Oct 2009 - Sep 2011||1|
|First Allied Securities, Inc.||San Diego, CA||Jul 2007 - Oct 2009||2|
|Wealth Partners LLC||New York, NY||Mar 2003 - Oct 2009||6|
|Wealth Partners Advisors, LLC||New York, NY||Oct 2001 - Oct 2009||8|
|Cambridge Investment Research, Inc.||Fairfield, IA||Jan 2004 - Jun 2007||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1985|
|S65||NASAA Investment Advisors Law Examination||Jul 2002|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Financial planning services
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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