Curtis Brooks, financial advisor Short Hills NJ
96 score

Curtis Brooks

CRD Number: 1260487
Current Firm: Usaa Financial Planning Services

Curtis Brooks (CRD# 1260487) is an Investment Advisor Representative working at Usaa Financial Planning Services in Short Hills, NJ and has over 31 years of experience in the finance industry. Curtis Brooks has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Usaa Financial Advisors Inc. New York, NY Sep 2011 - Current 5
Usaa Financial Planning Services New York, NY Sep 2011 - Current 5
Gfa Securities, LLC New York, NY Oct 2009 - Sep 2011 1
Gerstein, Fisher & Associates, Inc. New York, NY Oct 2009 - Sep 2011 1
First Allied Securities, Inc. San Diego, CA Jul 2007 - Oct 2009 2
Wealth Partners LLC New York, NY Mar 2003 - Oct 2009 6
Wealth Partners Advisors, LLC New York, NY Oct 2001 - Oct 2009 8
Cambridge Investment Research, Inc. Fairfield, IA Jan 2004 - Jun 2007 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1985
S65 NASAA Investment Advisors Law Examination Jul 2002
Contact Info for Curtis R. Brooks
Phone Number: 800-531-USAA
Firm Website: https://www.usaa.com
Registered State(s):
  • CA
  • CT
  • FL
  • NJ
  • PA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Other
Advisory Services Offered
  • Financial planning services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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