Shawn DyeCRD Number: 5932214
Current Firm: Mml Investors Services, LLC
Shawn Dye (CRD# 5932214) is an Investment Advisor Representative working at Mml Investors Services, LLC in Shreveport, LA and has over 6 years of experience in the finance industry.
Adkins Seale Capital Management LLC
Capital One Advisors, LLC
Wells Fargo Clearing Services, LLC
|Mml Investors Services, LLC||Shreveport, LA||Mar 2017 - Current||1|
|Massachusetts Mutual Life Insurance Company||Springfield, MA||Jul 2016 - Current||1|
|Metlife Securities||Shreveport, LA||Mar 2015 - Current||3|
|Edward Jones||St. Louis, MO||Jun 2011 - Mar 2015||3|
|Not Applicable||Ringgold, LA||Mar 2010 - Jun 2011||1|
|Gaming Capital Group||Norman, OK||Jul 2009 - Mar 2010||< 1|
|Not Applicable||Washington, IL||Mar 2009 - Jun 2009||< 1|
|Bally Technologies||Oklahoma City, OK||Jul 2008 - Feb 2009||< 1|
|Not Applicable||Washington, IL||Feb 2008 - Jun 2008||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jul 2011|
Total Assets Under Management25,618MILLIONS
Total Number of Accounts157,759ACCOUNTS
Average Account Value$162,387
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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