Stephen Carney, financial advisor Shreveport LA

Stephen Carney

CRD Number: 3271609
Current Firm: Rfg Advisory, LLC

Stephen Carney (CRD# 3271609) is an Investment Advisor Representative working at Rfg Advisory, LLC in Shreveport, LA and has over 24 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Private Client Services Birmingham, AL Jun 2018 - Current 5
Rfg Advisory Shreveport, LA Apr 2015 - Current 9
Lpl Financial, LLC Shreveport, LA Jan 2015 - Jun 2018 3
Capital One Investment Services Corporation Shreveport, LA May 2008 - Jan 2015 6
Capital One Investments, LLC New Orleans, LA Jul 2000 - Jan 2015 14
Capital One, N.a. Shreveport, LA Jul 2000 - Jan 2015 14
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 1999
Contact Info for Stephen B. Carney
Phone Number: 205-397-2450
Registered State(s):
  • LA
  • TX
By the Numbers
  • Total Assets Under Management
    3,859
    MILLIONS
  • Total Number of Accounts
    17,871
    ACCOUNTS
  • Average Account Value
    $215,951
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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