Christian Ramsey, financial advisor Sierra Vista AZ
34 score

Christian Ramsey

CRD Number: 3038410
Current Firm: Gwn Securities Inc.

Christian Ramsey (CRD# 3038410) is an Investment Advisor Representative working at Gwn Securities Inc. in Sierra Vista, AZ and has over 12 years of experience in the finance industry.

Similar Advisors
Terrance Agnew, financial advisor Sierra Vista AZ
Terrance B. Agnew
CRD# 6112358
Agnew Capital Management LLC
Score
100
Similar Advisors
Gina Broyles-Lane, financial advisor Sierra Vista AZ
Gina L. Broyles-Lane
CRD# 5786195
Edward Jones
Score
93
Similar Advisors
Richard Cisar, financial advisor Sierra Vista AZ
Richard M. Cisar
CRD# 2099016
Wells Fargo Advisors, LLC
Score
93
Company Name Location Dates Years
Gwn Securities, Inc. Palm Beach Gardens, FL Feb 2016 - Current < 1
Advisor Resources LLC Sierra Vista, AZ Jan 2007 - Current 9
Advisor Resources Ll Sierra Vista, AZ Jan 2007 - Current 9
Foothill Securities, Inc. Sierra Vista, AZ Jan 2009 - Feb 2016 7
Qa3 Financial Corp Omaha, NE Apr 2005 - Jan 2009 3
Qa3 Financial LLC Omaha, NE Apr 2005 - Jan 2009 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2005
S65 NASAA Investment Advisors Law Examination Oct 2004
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Employer Dispute
  • Customer Dispute
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Christian M. Ramsey
Phone Number: 561-472-2700
Registered State(s):
  • AZ
By the Numbers
  • Total Assets Under Management
    1,387
    MILLIONS
  • Total Number of Accounts
    21,091
    ACCOUNTS
  • Average Account Value
    $65,765
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Market timing services
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
34

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.