Carlos Torres-Negron, financial advisor Silver Spring MD
88 score

Carlos Torres-Negron

CRD Number: 6169639
Current Firm: Capital One Advisors, LLC

Carlos Torres-Negron (CRD# 6169639) is an Investment Advisor Representative working at Capital One Advisors, LLC in Silver Spring, MD and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Capital One Investing, LLC Mclean, VA Aug 2015 - Current 1
Unemployed Whetaon, MD Jul 2015 - Jul 2015 < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wheaton, MD Feb 2015 - Jun 2015 < 1
Bank Of America, N.a. Wheaton, MD Feb 2015 - Jun 2015 < 1
Axa Advisors, LLC Ny, NY May 2013 - Jan 2015 1
Unemployed Manati, PR Feb 2013 - May 2013 < 1
Eaton Corporation Las Piedras, PR Jun 2012 - Jan 2013 < 1
Eaton Corporation Pittsburgh, PA Jun 2011 - May 2012 < 1
Eaton Corporation Arecibo, PR Jun 2010 - May 2011 < 1
Unemployed Manati, PR Mar 2010 - May 2010 < 1
Unemployed Sydney, Feb 2008 - Feb 2010 2
Unemployed Manati, PR Jan 2006 - Jan 2008 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2014
Contact Info for Carlos S. Torres-Negron
Phone Number: 206-805-0800
Registered State(s):
  • MD
  • WA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    12
    ACCOUNTS
  • Average Account Value
    $1,343
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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