Franklyn ClarkeCRD Number: 1960303
Current Firm: United Brokerage Services Inc.
Franklyn Clarke (CRD# 1960303) is an Investment Advisor Representative working at United Brokerage Services Inc. in Silver Spring, MD and has over 27 years of experience in the finance industry.
David Wealth Management, LLC
Aegis Wealth Management LLC
Palatine Advisors, Inc.
|United Brokerage Services, Inc.||Parkersburg, WV||Oct 2011 - Current||5|
|Wells Fargo Advisors LLC||District Heights, MD||May 2009 - Sep 2011||2|
|Wachovia Securitites, LLC||Bethesda, MD||Nov 2006 - May 2009||2|
|Morgan Stanley Dw Inc.||Bethesda, MD||May 1989 - Nov 2006||17|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1989|
|S65||NASAA Investment Advisors Law Examination||May 2002|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management115MILLIONS
Total Number of Accounts667ACCOUNTS
Average Account Value$171,691
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
DC, FL, HI, KY, MD, NJ, NY, OH, PA, SC, TX, VA, WV