Roger Finucan, financial advisor Silverdale WA
93 score

Roger Finucan

CRD Number: 1388920
Current Firm: Summit Financial Group Inc.

Roger Finucan (CRD# 1388920) is an Investment Advisor Representative working at Summit Financial Group Inc. in Silverdale, WA and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
Summit Financial Group Inc. Silverdale, WA Dec 2017 - Current < 1
Summit Brokerage Services Inc. Silverdale, WA Dec 2017 - Current < 1
Wells Fargo Advisors Financial Network, LLC Silverdale, WA Sep 2011 - Dec 2017 6
Morgan Stanley Smith Barney Surprise, AZ Jun 2009 - Sep 2011 2
Citigroup Global Markets Inc. Silverdale, WA Aug 2001 - Jun 2009 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1985
S65 NASAA Investment Advisors Law Examination Jan 1994
Contact Info for Roger J. Finucan
Phone Number: 561-338-2600
Registered State(s):
  • WA
By the Numbers
  • Total Assets Under Management
    3,800
    MILLIONS
  • Total Number of Accounts
    27,685
    ACCOUNTS
  • Average Account Value
    $137,241
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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