James Lee (CRD# 5352058) is an Investment Advisor Representative working at Stirlingshire Investments in New York, NY and has over 16 years of experience in the finance industry. James Lee has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1420183
Financial Life Focus, LLC
CRD# 2708116
Park Avenue Securities LLC
CRD# 5146297
Origin Investment Advisory LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Stirlingshire Bd LLC | Nyc, NY | Nov 2023 - Current | < 1 |
| Stirlingshire Ria LLC | Nyc, NY | Nov 2023 - Current | < 1 |
| World Financial Group, Inc. | Agoura Hills, CA | Jul 2019 - Current | 4 |
| Ljr Financial & Insurance Services | Simi Valley, CA | Jul 2014 - Current | 9 |
| James Lee - Residential Rental | Simi Valley, CA | Jan 2003 - Current | 21 |
| Lj Reed Tax And Financial Planning Services | Simi Valley, CA | Jan 2000 - Current | 24 |
| Transamerica Financial Advisors, Inc. | Agoura Hills, CA | Aug 2019 - Nov 2023 | 4 |
| H.d. Vest Investment Securities | Irving, TX | Jun 2008 - Jun 2019 | 11 |
| H.d. Vest Advisory Services | Irving, TX | May 2007 - Jun 2019 | 12 |
| Skyworks Solutions | Newbury Park, CA | Sep 1999 - Jun 2017 | 17 |
| Skyworks Solutions | Newbury Park, CA | Sep 1999 - Jun 2017 | 17 |
| Skyworks Solutions | Newbury Park, CA | Jan 1999 - Jun 2017 | 18 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 2008 |
| S65 | NASAA Investment Advisors Law Examination | Jun 2007 |
- CA
- NY
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Total Assets Under Management37MILLIONS
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Total Number of Accounts97ACCOUNTS
-
Average Account Value$381,009
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
AZ, CA, FL, GA, IL, MA, NC, NY, OH, PA, TX
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