James LeeCRD Number: 5352058
Current Firm: H.d. Vest Advisory Services, Inc.
James Lee (CRD# 5352058) is an Investment Advisor Representative working at H.d. Vest Advisory Services, Inc. in Simi Valley, CA and has over 9 years of experience in the finance industry.
Fried Asset Management, Inc.
Ira Wealth Management
|Ljr Financial & Insurance Services||Simi Valley, CA||Jul 2014 - Current||2|
|H.d. Vest Investment Securities||Simi Valley, CA||Jun 2008 - Current||8|
|H.d. Vest Advisory Services||Simi Valley, CA||May 2007 - Current||9|
|Skyworks Solutions||Newbury Park, CA||Sep 1999 - Current||17|
|Skyworks Solutions||Newbury Park, CA||Jan 1999 - Current||17|
|Ljr Tax Service||Simi Valley, CA||Jan 2003 - Jan 2013||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 2008|
|S65||NASAA Investment Advisors Law Examination||Jun 2007|
Total Assets Under Management9,187MILLIONS
Total Number of Accounts50,531ACCOUNTS
Average Account Value$181,805
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV