James Lorenzen, financial advisor Simi Valley CA

James Lorenzen

CRD Number: 2106875
Current Firm: The Independent Financial Group

James Lorenzen (CRD# 2106875) is an Investment Advisor Representative working at The Independent Financial Group in Simi Valley, CA and has over 31 years of experience in the finance industry. James Lorenzen has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
The Independent Financial Group Thousand Oaks, CA Jun 1996 - Current 26
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1990
S66 NASAA Uniform Combined State Law Examination Jun 2002
Contact Info for James M. Lorenzen
Phone Number: (805) 265-5416
Firm Website: https://indfin.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    10
    MILLIONS
  • Total Number of Accounts
    8
    ACCOUNTS
  • Average Account Value
    $1,250,000
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

CA

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