Joseph Mandujano, financial advisor Simi Valley CA
93 score

Joseph Mandujano

CRD Number: 3095310
Current Firm: Investors Capital Advisory

Joseph Mandujano (CRD# 3095310) is an Investment Advisor Representative working at Investors Capital Advisory in Simi Valley, CA and has over 17 years of experience in the finance industry.

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Company Name Location Dates Years
Invest Financial Corporation Burbank, CA Aug 2012 - Aug 2015 3
Logix Federal Credit Union Burbank, CA Aug 2012 - Aug 2015 3
Lpl Financial Charlotte, NC Jan 2011 - Jul 2012 1
Premier America Credit Union Simi Valley, CA Dec 2010 - Jul 2012 1
Bank Of The West Encino, CA Dec 2006 - Dec 2010 4
Bancwest Investment Services Encino, CA Dec 2006 - Dec 2010 4
Atlas Securities, Inc. San Leandro, CA Nov 2006 - Dec 2006 < 1
Uboc Investment Services Los Angeles, CA Jun 2004 - Nov 2006 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1999
S65 NASAA Investment Advisors Law Examination Nov 2012
Contact Info for Joseph J. Mandujano
Phone Number: 800-949-1422
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    1,571
    MILLIONS
  • Total Number of Accounts
    7,960
    ACCOUNTS
  • Average Account Value
    $197,401
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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