Larry Phillips, financial advisor Simi Valley CA

Larry Phillips

CRD Number: 2856024
Current Firm: Commonwealth Financial Network

Larry Phillips (CRD# 2856024) is an Investment Advisor Representative working at Commonwealth Financial Network in Simi Valley, CA and has over 27 years of experience in the finance industry.

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Company Name Location Dates Years
Commonwealth Financial Network Waltham, MA Jul 2009 - Current 15
Muskat Financial Simi Valley, CA Jul 2009 - Current 15
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1997
S66 NASAA Uniform Combined State Law Examination Jul 2019
Contact Info for Larry B. Phillips
Phone Number: 781-736-0700
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    177,032
    MILLIONS
  • Total Number of Accounts
    623,075
    ACCOUNTS
  • Average Account Value
    $284,126
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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