Thomas Kaufman, financial advisor Simi Valley CA
93 score

Thomas Kaufman

CRD Number: 3029562
Current Firm: Hbw Advisory Services LLC

Thomas Kaufman (CRD# 3029562) is an Investment Advisor Representative working at Hbw Advisory Services LLC in Simi Valley, CA and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Hbw Advisory Services LLC Simi Valley, CA Oct 2013 - Current 3
Hbw Securities LLC Simi Valley, CA Jan 2008 - Current 8
Art Moran Pontiac Gmc Inc. Southfield, MI Apr 1986 - Jan 2013 26
Prim Fncl Svces Plymouth, MI Feb 1998 - Nov 2007 9
Primerica Financial Services Plymouth, MI Sep 1997 - Nov 2007 10
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Oct 2013
S63 Uniform Securities State Law Examination May 1998
Contact Info for Thomas M. Kaufman
Phone Number: 800-473-3856
Registered State(s):
  • MI
By the Numbers
  • Total Assets Under Management
    241
    MILLIONS
  • Total Number of Accounts
    3,782
    ACCOUNTS
  • Average Account Value
    $63,681
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, AR, AZ, CA, CO, CT, FL, GA, IA, ID, IL, IN, KS, KY, LA, MD, MI, MN, MO, MT, NC, ND, NE, NJ, NM, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, VT, WA, WI

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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