Gail Bivens-RoseCRD Number: 3078565
Current Firm: Robert W. Baird & Company Incorporated
Gail Bivens-Rose (CRD# 3078565) is an Investment Advisor Representative working at Robert W. Baird & Company Incorporated in Sioux City, IA and has over 19 years of experience in the finance industry.
Thrivent Investment Management Inc.
Ameriprise Financial Services, Inc.
Woodbury Financial Services, Inc.
|Robert W. Baird And Company||Sioux City, IA||Nov 2010 - Current||7|
|Morgan Stanley Smith Barney||Sioux City, IA||Jun 2009 - Nov 2010||1|
|Citigroup Global Markets Inc.||Sioux City, IA||Apr 1999 - Nov 2010||11|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1998|
|S65||NASAA Investment Advisors Law Examination||Oct 2000|
Total Assets Under Management107,586MILLIONS
Total Number of Accounts110,825ACCOUNTS
Average Account Value$970,771
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY