John Haller
CRD Number: 1945715Current Firm: Compass Financial Group, Inc.
Compensation Model: Fee Only
CRD# 5588123
Compass Financial Group, Inc.
CRD# 6868599
Cwm, LLC
CRD# 2610909
U.s. Bancorp Investments, Inc.
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
Like the CFP, ChFCs take extensive coursework on a wide variety of financial planning topics. ChFCs actually take more coursework than CFPs, but are not required to prove their knowledge through a board examination.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Regional Services Company Dbal Compass Financial Group | Sioux Falls, SD | Apr 2011 - Current | 13 |
| Rsc Financial | Sioux Falls, SD | May 1980 - Current | 43 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 1989 |
| S65 | NASAA Investment Advisors Law Examination | Apr 1999 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- AL
- AZ
- CA
- CO
- IN
- IA
- LA
- MN
- MO
- MT
- NE
- NC
- ND
- SD
- TX
- WA
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Total Assets Under Management807MILLIONS
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Total Number of Accounts2,300ACCOUNTS
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Average Account Value$350,870
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops
AL, AZ, CA, CO, FL, IA, IN, LA, MN, MO, MT, NC, ND, NE, NH, SD, TX, WA
Investment Advisory Services are Offered Through Compass Financial Group – a Registered Investment Adviser.
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