Thomas Hackl, financial advisor Sioux Falls SD
93 score

Thomas Hackl

CRD Number: 3075360
Current Firm: Dougherty & Company LLC

Thomas Hackl (CRD# 3075360) is an Investment Advisor Representative working at Dougherty & Company LLC in Sioux Falls, SD and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Dougherty & Company LLC Minneapolis, MN Jun 2013 - Current 3
Pma Usa Sioux Falls, SD Apr 2013 - Jun 2013 < 1
Bank Of America, N.a. Sioux Falls, SD Sep 2011 - Apr 2013 1
Merrill Lynch, Pierce, Fenner And Smith Incorporated Sioux Falls, SD Jul 2011 - Apr 2013 1
Pma Usa/conseco Now Washington National Sioux Falls, SD Apr 2011 - Jul 2011 < 1
Premier Bankcard Sioux Falls, SD Feb 2009 - Apr 2011 2
Unemployeed Hoven/sioux Falls, SD Jan 2009 - Feb 2009 < 1
State Of South Dakota Hoven, SD Jan 2003 - Jan 2009 6
Hoven Media Inc. Hoven, SD Jun 2006 - Apr 2007 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2000
S66 NASAA Uniform Combined State Law Examination Oct 2011
Contact Info for Thomas P. Hackl
Phone Number: 612-376-4000
Registered State(s):
  • SD
By the Numbers
  • Total Assets Under Management
    102
    MILLIONS
  • Total Number of Accounts
    502
    ACCOUNTS
  • Average Account Value
    $202,684
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, CA, CO, FL, IA, IL, MN, ND, SD, TX, WI

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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