Tracy Munce, financial advisor Sioux Falls SD
63 score

Tracy Munce

CRD Number: 5444374
Current Firm: Waddell & Reed

Tracy Munce (CRD# 5444374) is an Investment Advisor Representative working at Waddell & Reed in Sioux Falls, SD and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Jt Enterprises Sioux Falls, SD Apr 2016 - Current < 1
Dakota Horizons Girl Scouts Sioux Falls, SD Apr 2016 - Current < 1
Waddell & Reed, Inc. Sioux Falls, SD Jun 2015 - Current 1
Various Insurance Carriers For W&r Insurance Agencies Sioux Falls, SD Jun 2015 - Current 1
Unemployed Sioux Falls, SD May 2015 - Jun 2015 < 1
Pinnacle Wealth Management (dba) Sioux Falls, SD Nov 2013 - May 2015 1
Lpl Financial LLC Sioux Falls, SD Oct 2013 - May 2015 1
Cetera Investment Services LLC Saint Cloud, MN Oct 2011 - Oct 2013 2
Great Western Investments And Insurance Sioux Falls, SD Oct 2011 - Oct 2013 2
Capital Financial Services Sioux Falls, SD Mar 2010 - Oct 2011 1
First National Bank Sd Yankton, SD Aug 2009 - Mar 2010 < 1
Wells Fargo Investments Sioux Falls, SD Oct 2007 - Aug 2009 1
Wells Fargo Bank Sioux Falls, SD Apr 1989 - Oct 2007 18
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Tracy L. Munce
Phone Number: 913-236-2000
Firm Website: http://www.waddell.com
Registered State(s):
  • AL
  • CA
  • IN
  • MN
  • SD
By the Numbers
  • Total Assets Under Management
    18,309
    MILLIONS
  • Total Number of Accounts
    149,599
    ACCOUNTS
  • Average Account Value
    $122,387
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Tracy Munce and other advisors.
BADGES
63

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