Alison Walker (CRD# 4464323) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Sturgeon Bay, WI and has over 22 years of experience in the finance industry.
CRD# 2274105
Rbc Capital Markets, LLC
CRD# 4671712
Cambridge Investment Research Advisors, Inc.
CRD# 5157938
Thrivent Investment Management Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| City National Bank | Sturgeon Bay, WI | Aug 2021 - Current | 2 |
| Rbc Capital Markets, LLC | Sturgeon Bay, WI | Feb 2021 - Current | 3 |
| Private Client Services | Louisville, KY | Jan 2018 - Feb 2021 | 3 |
| Nicolet Wealth Management, LLC | Sister Bay, WI | Aug 2016 - Feb 2021 | 4 |
| Nicolet National Bank | Green Bay, WI | May 2016 - Feb 2021 | 4 |
| Sii Investments | Sister Bay, WI | Jun 2016 - Dec 2017 | 1 |
| Lpl Financial LLC | Sister Bay, WI | Sep 2014 - Jun 2016 | 1 |
| Baylake Bank | Sister Bay, WI | Sep 2014 - May 2016 | 1 |
| Associated Investment Services, Inc. | Green Bay, WI | Aug 2004 - Sep 2014 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jan 2002 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- TX
- WI
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Total Assets Under Management201,264MILLIONS
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Total Number of Accounts451,404ACCOUNTS
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Average Account Value$445,862
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
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